Form D · Pooled Investment Fund

AUDA CAPITAL V-U.S. L.P.

New York, NY · CIK 0001437370

Offering snapshot reported May 28, 2009 · SEC filing

Reported sold
$201M
Offering amount: $600M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 28, 2009Amendment$200,500,000No comparisonNot reportedSEC filing
Jun 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-119017

Source: Form D, filed May 28, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDA CAPITAL V-US L.P.

Investment adviser: HQ CAPITAL PRIVATE EQUITY LLC

Gross asset value
$40.6M
Beneficial owners
16
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor E&Y LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK, N.A NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

E&Y LLP
PCAOB 42

JP MORGAN CHASE BANK, N.A
LEI 7H6GLXDRUGQFU57RNE97

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 8-10999

Filing source

Form ADV 2082680 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4186553452

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David S. Andryc Director
Marcel Giacometti Director
Robert J. Kirby Director
Stephen B. Wesson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
888 Seventh Avenue 41st Floor
New York, NY, 10106