Form D · Other Investment Fund

AUA Grocery Investors III, LLC

New York, NY · CIK 0001565671

Offering snapshot reported Jan 10, 2013 · SEC filing

Reported sold: $25M
Investors reported: 20
Minimum accepted: $2.5K
First sale: Dec 21, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2013	Initial	$24,960,000	No comparison	20	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-189982

Source: Form D, filed Jan 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUA GROCERY INVESTORS III, LLC

Investment adviser: AUA PRIVATE EQUITY PARTNERS, LLC

Gross asset value: $378
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on Nov 10, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1574981 · Nov 10, 2021 · Schedule D 7.B.(1), fund 805-5995476065

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
AUA Grocery Investors II, LLC	Jan 10, 2013	$5,010,000	11
AUA Grocery Investors III, LLC (this fund)	Jan 10, 2013	$24,960,000	20

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Benyaminy	Executive
Kyce Chihi	Executive
Steven Flyer	Executive
Andy Unanue	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

14 Penn Plaza Suite 1305
New York, NY, 10122