Form D · Other
ATNA RESOURCES LTD
Golden, CO · CIK 0001041548
Offering snapshot reported Dec 10, 2010 · SEC filing
- Reported sold
- $1.3M Offering amount: $1.3M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 2, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 10, 2010 | Initial | $1,301,345 | No comparison | 3 | SEC filing |
| Jun 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 9, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 4, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $84.6K
- Finders' fees
- $0
- Form D file number
- 021-151696
The securities were offered and sold in Canada and the US. The aggregate offering in Canada and the US was $9,113,078. The aggregate offering in the US is reflected above.
The brokers reflected in Section 12 received a 6.5% commission for sales made in Canada and the US. The commission reflected above is for US sales.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity Corp. | None | |
| Octagon Capital Corporation | None |
Source: Form D, filed Dec 10, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Glen Dickson | Director |
| David Fagin | Director |
| Chris Herald | Director |
| James Hesketh | Director, Executive |
| Ronald D. Parker | Director |
| David Suleski | Executive |
| David Watkins | Director |
Issuer details
Industry: Other (See others in industry)
Address:
14142 Denver West Parkway Suite 250
Golden, CO, 80401
Golden, CO, 80401