Form D · Other Investment Fund

Athyrium Opportunities Fund III LP

New York, NY · CIK 0001690482

Offering snapshot reported Nov 30, 2016 · SEC filing

Reported sold: $255M
Investors reported: 11
Minimum accepted: $0
First sale: Nov 18, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 30, 2016	Initial	$255,000,000	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-275318

Source: Form D, filed Nov 30, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ATHYRIUM OPPORTUNITIES FUND III LP

Investment adviser: ATHYRIUM CAPITAL MANAGEMENT LP

Gross asset value: $198M
Beneficial owners: 25
ADV minimum commitment: $0

Reported in Form ADV on Sep 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian COMERICA BANK MENLO PARK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Filing source

Form ADV 2131443 · Sep 8, 2026 · Schedule D 7.B.(1), fund 805-7219396280

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Athyrium Opportunities Fund II LP	May 22, 2015	$418,965,000	32
Athyrium Opportunities Fund III LP (this fund)	Nov 30, 2016	$255,000,000	11
Athyrium Opportunities Fund IV LP	Dec 30, 2021	$185,000,000	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey A. Ferrell	Executive
Andrew C. Hyman	Executive
Jeremy D. Lack	Executive
Courtney Paul	Executive
Elin Strong	Executive
Paul A. Wakefield	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Athyrium Capital Management, Lp 530 Fifth Avenue, Floor 25
New York, NY, 10036