Form D · Other Investment Fund
Athene PPVA Separate Account
West Des Moines, IA · CIK 0001972788
Offering snapshot reported Mar 21, 2024 · SEC filing
- Reported sold
- $1M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Mar 22, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2024 | Amendment | $1,000,000 | $0vs Apr 7, 2023 | 1 | SEC filing |
| Apr 7, 2023 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $10K
- Finders' fees
- $0
- Form D file number
- Not reported
Interests in PPVA Separate Account issued pursuant to variable annuity contracts
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Leaders Group | 37157 | The Leaders Group · CRD 37157 |
Source: Form D, filed Mar 21, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph Cohen | Executive |
| Blaine Doerrfeld | Executive |
| Michael S. Downing | Executive |
| Joseph Fillip | Executive |
| John Golden | Executive |
| Tyler Goode | Executive |
| Mitra Hormozi | Director |
| Kent Keim | Executive |
| Martin P Klein | Director |
| Grant Kvalheim | Director, Executive |
| Douglas Neimann | Executive |
| Amy Piepmeier | Executive |
| Adam Polizer | Executive |
| Laurence J. Ruisi | Director |
| Francis P. Sabatini | Director |
| Hope S. Taitz | Director |
| Christopher R. Welp | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Des Moines, IA, 50266