Form D · Other Investment Fund
Athene Annuity & Life Co
West Des Moines, IA · CIK 0000837332
Offering snapshot reported May 5, 2026 · SEC filing
- Reported sold
- $100K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 20, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 5, 2026 | Initial | $100,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $4K
- Finders' fees
- $0
- Form D file number
- 021-582986
Interests in Athene Variable Annuity Separate Account B and Private Placement Variable Annuity APM Separate Account pursuant to variable annuity contracts
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MML Investor Services, LLC | 10409 | MML Investor Services LLC · CRD 10409 |
Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean Brennan | Director, Executive |
| Kristi Burma | Executive |
| Blaine Doerrfeld | Executive |
| Michael S. Downing | Director, Executive |
| Randall Epright | Director, Executive |
| Mitra Hormozi | Director |
| Meha Jain | Executive |
| Kent Keim | Executive |
| Grant Kvalheim | Director, Executive |
| Denise Martin | Executive |
| Shailendra Panchel | Executive |
| Keith Pinkley | Executive |
| Lawrence Ruisi | Director |
| Sandra Stokely | Executive |
| Hope Taitz | Director |
| Louis Jacques Tanguy | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
7700 Mills Civic Parkway
West Des Moines, IA, 50266
West Des Moines, IA, 50266