Form D · Other Health Care
Athena Rhode Island Financing LLC
Southington, CT · CIK 0001528949
Offering snapshot reported Aug 30, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $4.8M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 30, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $336K
- Finders' fees
- $0
- Form D file number
- 021-165163
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Herbert J. Sims & Company Inc. | 3420 |
Source: Form D, filed Aug 30, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence G Santilli | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
300 Queen Street
Southington, CT, 06489
Southington, CT, 06489