Form D · Other Investment Fund
Athena Olive Tree Multi-Asset Fund LP
Lincoln, MA · CIK 0001467238
Offering snapshot reported Mar 10, 2015 · SEC filing
- Reported sold
- $15M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$56,900,484 → $15,020,535
- Reported investors15 → 6
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2015 | Amendment | $15,020,535 | -$41,879,949vs Feb 13, 2014 | 6 | SEC filing |
| Feb 13, 2014 | Amendment | $56,900,484 | $4,911,402vs Feb 11, 2013 | 15 | SEC filing |
| Feb 11, 2013 | Amendment | $51,989,082 | $2,218,527vs Oct 10, 2012 | 18 | SEC filing |
| Oct 10, 2012 | Amendment | $49,770,555 | -$7,529,445vs Oct 7, 2011 | 18 | SEC filing |
| Oct 7, 2011 | Amendment | $57,300,000 | $16,950,000vs Aug 19, 2010 | 20 | SEC filing |
| Aug 19, 2010 | Amendment | $40,350,000 | No comparison | 19 | SEC filing |
| Jul 23, 2009 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 29, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-132306
Assets Under Management as of December 31, 2014.
This excludes internal marketing staff who are paid compensation, but not commission, for their duties. Further, there is no longer any sales commission being paid in connection with this offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Randall Byrnes | None |
Source: Form D, filed Mar 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Athena Capital Advisors Llc | Promoter |
| N/A Athena Capital Advisors, Llc | Promoter |
| Kimberly R. Clouse | Executive |
| Lisette Cooper | Executive |
| John T. Grady | Executive |
| Leonard L. Lewin | Executive |
| David Lynch | Executive |
| N/A Olive Tree Investors, Llc | Promoter |
| N/A Olive Tree Management Company, Llc | Promoter |
| Anne Marie Towle | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lincoln, MA, 01773