Form D · Other Technology
Aterian, Inc.
New York, NY · CIK 0001757715
Offering snapshot reported Mar 18, 2022 · SEC filing
- Reported sold
- $27.5M Offering amount: $27.5M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1.06M Reported outside-investor minimum
- First sale
- Mar 4, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2022 | Initial | $27,499,699 | No comparison | 3 | SEC filing |
| Jun 17, 2021 | Initial | $40,000,005 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.65M
- Finders' fees
- $0
- Form D file number
- 021-438055
Sales commissions paid in the form of 567,010 shares of Common Stock and warrants to purchase up to an aggregate of 425,258 shares of Common Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group LLC | 121395 |
Source: Form D, filed Mar 18, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mihal Chaouat Fix | Executive |
| Bari Harlam | Director |
| William Kurtz | Director |
| Susan Lattman | Director |
| Sarah Liebel | Director |
| Tomer Pascal | Executive |
| Greg Petersen | Director |
| Joseph Risico | Executive |
| Arturo Rodriguez | Executive |
| Yaniv Sarig | Director, Executive |
| Amy Von Walter | Director |
| Roi Zahut | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
37 East 18 Th Street 7 Th Floor
New York, NY, 10003
New York, NY, 10003