Form D · Other Banking and Financial Services

ATEL Growth Capital Fund VI, LLC

San Francisco, CA · CIK 0001492265

Offering snapshot reported Aug 31, 2012 · SEC filing

Reported sold
$8.15M
Offering amount: $35M
Investors reported
97
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 5, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.07M$8.15MSep 15, 2010Feb 8, 2011: $725,000.00Feb 8, 2011Sep 16, 2011: $4,025,000.00Sep 16, 2011May 4, 2012: $6,510,000.00Aug 31, 2012: $8,145,000.00Aug 31, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 97
  • Minimum accepted$50,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 31, 2012Amendment$8,145,000No comparison97SEC filing
May 4, 2012Amendment$6,510,000No comparison86SEC filing
Sep 16, 2011Amendment$4,025,000No comparison50SEC filing
Feb 8, 2011Amendment$725,000No comparison9SEC filing
Sep 15, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$2.8M (estimated)
Finders' fees
$0
Form D file number
021-147761

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ATEL Securities Corporation17229ATEL Securities Corporation · CRD 17229
Scot B. Landborg4555602J.P. Turner and Company, L.L.C. · CRD 43177
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833
Steven L. Story2574091United Planners' Financial Services of America · CRD 20804
Robert I. Kully3212528Crown Capital Securities, L.P. · CRD 6312
Lawrence A. Olson2084501PrimeSolutions Securities, Inc. · CRD 46017
James B. Ballentine3183968Triad Advisors, Inc. · CRD 25803
Billy E. Foster1013897United Planners Financial Services of America · CRD 20804
Lawrence E. Adamo1344178Geneos Wealth Management, Inc. · CRD 120894
Gary C. Gobbato1399659J.P. Turner and Company, L.L.C. · CRD 43177
Tyler L. Olsen4956662Primesolutions Securities, Inc. · CRD 46017
Jason H. Freeman2995587Triad Advisors, Inc. · CRD 25803
Thomas W. Duncan4309377Triad Advisors, Inc. · CRD 25803
Norman G. Price2406981RP Capital LLC · CRD 134768
Aaron P. Sevigny4314368United Planners' Financial Services of America · CRD 20804
Herman J. Nainkin4654613United Planners' Financial Services of America · CRD 20804
Michael H. Mongiello4630706American Portfolio Financial Services, Inc. · CRD 18487
Michael S. Lytle2471291American Portfolio Financial Services, Inc. · CRD 18487
Richard A. Rodriguez Jr.2973254Concorde Investment Services, LLC · CRD 151604
Thomas G. Justice2786145Conover Securities Corporation · CRD 17129
James O. Conaway1920946J.P. Turner and Company, L.L.C. · CRD 43177
Robert A. Cannon2765289Centaurus Financial, Inc. · CRD 30833
Christopher T. Tolmacs4648724Triad Advisors, Inc. · CRD 25803

Source: Form D, filed Aug 31, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Atel Capital Group Promoter
N/A Atel Growth Capital Partners 6, 7 & 8, Llc Director, Executive, Promoter
Dean L. Cash Director, Executive, Promoter
Paritosh K. Choksi Director, Executive, Promoter

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
Atel Financial Services, Llc 600 California Street, 6 Th Floor
San Francisco, CA, 94108