Form D · Other Banking and Financial Services
ATEL Growth Capital Fund 10, LLC
San Francisco, CA · CIK 0001616084
Offering snapshot reported Nov 8, 2017 · SEC filing
- Reported sold
- $2.11M Offering amount: $35M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 2, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2017 | Amendment | $2,112,894 | No comparison | 21 | SEC filing |
| Nov 8, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.15M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-273982
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ATEL Securities Corporation | 17229 | ATEL Securities Corporation · CRD 17229 |
| Seyed Ahmad Hashemian | 1574079 | Centaurus Financial, Inc. · CRD 30833 |
| Carlos A. Rasmussen | 2505970 | Centaurus Financial, Inc. · CRD 30833 |
| Craig S. Sturges | 1315735 | Centaurus Financial, Inc. · CRD 30833 |
| Gregory J. Richards | 1339012 | Centaurus Financial, Inc. · CRD 30833 |
| James V. Peters | 2665577 | Centaurus Financial, Inc. · CRD 30833 |
| Aaron P. Sevigny | 4314368 | United Planners' Financial Services of America a Limited Partner · CRD 20804 |
| Lennard C. Van Der Feltz | 4630091 | United Planners' Financial Services of America a Limited Partner · CRD 20804 |
| Susan J. Talbott | 4868756 | United Planners' Financial Services of America a Limited Partner · CRD 20804 |
| Wendy E. Fleischmann | 5561064 | United Planners' Financial Services of America a Limited Partner · CRD 20804 |
| Michael R. Radford | 1909635 | United Planners' Financial Services of America a Limited Partner · CRD 20804 |
Source: Form D, filed Nov 8, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Agc Managing Member, Llc | Director, Executive, Promoter |
| N/A Atel Capital Group | Director, Executive, Promoter |
| N/A Atel Capital Group, Llc | Director, Executive, Promoter |
| N/A Atel Management Services, Llc | Director, Executive, Promoter |
| Dean L. Cash | Director, Executive, Promoter |
| Paritosh K. Choksi | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
Atel Financial Services, Llc 600 Montgomery Street, 9 Th Floor
San Francisco, CA, 94111
San Francisco, CA, 94111