Form D · Private Equity Fund

Atalaya Special Opportunities Fund III LP

New York, NY · CIK 0001487604

Offering snapshot reported Mar 19, 2010 · SEC filing

Reported sold: $185M
Investors reported: 23
Minimum accepted: $0
First sale: Mar 5, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 19, 2010	Initial	$185,200,000	No comparison	23	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-139811

Source: Form D, filed Mar 19, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ATALAYA SPECIAL OPPORTUNITIES FUND III LP

Investment adviser: ATALAYA CAPITAL MANAGEMENT LP

Gross asset value: $66.2K
Beneficial owners: 24
ADV minimum commitment: $5M

Reported in Form ADV on Feb 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PEI SOLUTIONS INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian DEUTSCHE BANK NATIONAL TRUST SANTA ANA, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANCORP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Filing source

Form ADV 1279949 · Feb 22, 2019 · Schedule D 7.B.(1), fund 805-8406149877

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Atalaya Special Opportunities Fund III LP (this fund)	Mar 19, 2010	$185,200,000	23
Atalaya Special Opportunities Fund IV LP	Nov 29, 2011	$385,000,000	24
Atalaya Special Opportunities Fund V LP	Aug 13, 2013	$474,000,000	50
Atalaya Special Opportunities Fund VI LP	Aug 28, 2015	$373,250,000	72
Atalaya Special Opportunities Fund VII LP	Nov 20, 2018	$564,500,000	32
Atalaya Special Opportunities Fund VIII LP	Nov 29, 2021	$365,300,000	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Atalaya Capital Iii Llc	Promoter
N/A Atalaya Capital Management Lp	Executive
Michael Bogdan	Executive
Daniel M Levinson	Executive
Ivan Q Zinn	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Atalaya Capital Management Lp 623 Fifth Avenue, 16 Th Floor
New York, NY, 10022