Form D · Private Equity Fund

Atalaya Asset Income Fund III LP

New York, NY · CIK 0001677888

Offering snapshot reported Jun 24, 2016 · SEC filing

Reported sold: $189M
Investors reported: 26
Minimum accepted: $0
First sale: Jun 10, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 24, 2016	Initial	$188,693,750	No comparison	26	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-265777

Source: Form D, filed Jun 24, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ATALAYA ASSET INCOME FUND III LP

Investment adviser: ATALAYA CAPITAL MANAGEMENT LP

Gross asset value: $445K
Beneficial owners: 62
ADV minimum commitment: $5M

Reported in Form ADV on Jul 31, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS
PCAOB 238

Filing source

Form ADV 1892660 · Jul 31, 2024 · Schedule D 7.B.(1), fund 805-8135423604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Atalaya Asset Income Fund I LP	Sep 28, 2012	$93,500,000	9
Atalaya Asset Income Fund II LP	May 15, 2014	$99,120,000	12
Atalaya Asset Income Fund III LP (this fund)	Jun 24, 2016	$188,693,750	26
Atalaya Asset Income Fund IV LP	Dec 5, 2017	$434,950,000	44
Atalaya Asset Income Fund V LP	May 22, 2020	$74,975,000	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David P. Aidi	Executive
N/A Atalaya Capital Assets Iii Lp	Promoter
N/A Atalaya Capital Fund Gp Llc	Promoter
N/A Atalaya Capital Management Lp	Promoter
Raymond S. Chan	Executive
Robert M. Flowers	Executive
Drew C. Phillips	Executive
Josh D. Ufberg	Executive
Ivan Q. Zinn	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Atalaya Capital Management Lp 780 Third Avenue, 27th Floor
New York, NY, 10017