Form D · Other Investment Fund

AT Funding Note Issuer, LLC

New York, NY · CIK 0001583665

Offering snapshot reported Aug 6, 2013 · SEC filing

Reported sold
$290M
Offering amount: $290M
Investors reported
12
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2013Initial$290,209,174No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200853

Source: Form D, filed Aug 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AT FUNDING NOTE ISSUER, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$151M
Beneficial owners
14
ADV minimum commitment
$0

Reported in Form ADV on Jan 20, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian WILMINGTON TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WILMINGTON TRUST NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Filing source

Form ADV 1703702 · Jan 20, 2023 · Schedule D 7.B.(1), fund 805-1268368711

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Investment Management, Llc Promoter
N/A Natixis S.A., Acting Via Its New York Branch Executive
N/A Wilmington Trust, National Association Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Guggenheim Partners Investment Mgmt, Llc 330 Madison Avenue, 10th Floor
New York, NY, 10017