Form D · Business Services
ASX Ltd.
Sydney, C3 · CIK 0001449003
Offering snapshot reported Jul 8, 2013 · SEC filing
- Reported sold
- $27.4M Offering amount: $27.4M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 21, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 8, 2013 | Initial | $27,435,114 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $617K
- Finders' fees
- $0
- Form D file number
- 021-199138
AUD to USD converted at the rate of A$1.00 to US$0.9641
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 |
Source: Form D, filed Jul 8, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Russell Aboud | Director |
| Ramy Aziz | Executive |
| Shane Finemore | Director |
| Elmer Funke Kupper | Executive |
| Amanda Harkness | Executive |
| Kenneth Henry | Director |
| Peter Hiom | Executive |
| Rick Holiday Smith | Director |
| Peter Marriott | Director |
| Heather Ridout | Director |
| Jillian Segal | Director |
| Peter Warne | Director |
Issuer details
Industry: Business Services (See others in industry)
Address:
20 Bridge Street
Sydney, C3, 2000
Sydney, C3, 2000