Form D · Other Investment Fund

Asterozoa Special Fund I LLC

Phoenix, AZ · CIK 0001974450

Offering snapshot reported Aug 5, 2024 · SEC filing

Reported sold
$8.91M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.45M$8.91MApr 26, 2023: $8,700,000.00Apr 26, 2023Aug 5, 2024: $8,905,000.00Aug 5, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,700,000 → $8,905,000
  • Reported investors48 → 46

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 5, 2024Amendment$8,905,000$205,000vs Apr 26, 202346SEC filing
Apr 26, 2023Initial$8,700,000No comparison48SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-480030

Source: Form D, filed Aug 5, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASTEROZOA SPECIAL FUND I

Investment adviser: ASTEROZOA MANAGEMENT LLC

Gross asset value
$115K
Beneficial owners
46
ADV minimum commitment
$100K

Reported in Form ADV on May 8, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Filing source

Form ADV 1988369 · May 8, 2025 · Schedule D 7.B.(1), fund 805-7482882989

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Hegener Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2325 E Camelback Road Suite 443
Phoenix, AZ, 85016