Form D · Hedge Fund

Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund

Luxemboug, N4 · CIK 0001611316

Offering snapshot reported Jun 1, 2016 · SEC filing

Reported sold
$183M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$91.6M$183MJun 25, 2014: $48,150,000.00Jun 25, 2014Jun 25, 2015: $66,850,000.00Jun 25, 2015Jun 1, 2016: $183,186,546.00Jun 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$66,850,000 → $183,186,546
  • Reported investors10 → 29

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2016Amendment$183,186,546$116,336,546vs Jun 25, 201529SEC filing
Jun 25, 2015Amendment$66,850,000$18,700,000vs Jun 25, 201410SEC filing
Jun 25, 2014Initial$48,150,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-219767

Source: Form D, filed Jun 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASTELLON FUND SICAV-SIF

Investment adviser: ASTELLON CAPITAL PARTNERS LLP

Gross asset value
$18.5M
Beneficial owners
6
ADV minimum commitment
$125K

Reported in Form ADV on Apr 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST LUXEMBOURG MANAGEMENT COMPANY S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG S.A. LUXEMBOURG, Luxembourg
Custodian NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTERNATIONAL LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1319268 · Apr 29, 2019 · Schedule D 7.B.(1), fund 805-7777411602

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Astellon Capital Partners Llp Promoter
Lawrence Kessler Director
Renate Krummer Director
Bernd Ondruch Director
Gary Pieters Director
Garry Pieters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6, Rue Lou Hemmer Senningerberg
Luxemboug, N4, L-1748