Form D · Other Investment Fund

Asset-Backed Recovery Fund, Ltd

George Town, E9 · CIK 0001411936

Offering snapshot reported Mar 7, 2012 · SEC filing

Reported sold
$219M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 23, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$109M$219MMar 9, 2010: $218,600,000.00Mar 9, 2010Mar 9, 2011: $218,600,000.00Mar 9, 2011Mar 7, 2012: $218,600,000.00Mar 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2012Amendment$218,600,000$0vs Mar 9, 201110SEC filing
Mar 9, 2011Amendment$218,600,000$0vs Mar 9, 201010SEC filing
Mar 9, 2010Amendment$218,600,000No comparison10SEC filing
Sep 4, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-108501

Source: Form D, filed Mar 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASSET-BACKED RECOVERY FUND, LTD.

Investment adviser: BRACEBRIDGE CAPITAL, LLC

Gross asset value
$17.8M
Beneficial owners
10
ADV minimum commitment
$50M

Reported in Form ADV on Jan 11, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MORGAN STANLEY & CO. LLC
SEC 8-15869

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 690240 · Jan 11, 2013 · Schedule D 7.B.(1), fund 805-8567221416

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kirstan Barnett Executive
Bracebridge Capital, Llc Executive
Valerie Jo Friedman Executive
Aldo Ghisletta Director
Jonathan Grenzke Executive
Paul Mashikian Executive
Jonathan Otting Executive
Dr. Michael Rashes Executive
Derek Reisinger Executive
Seth Robbins Executive
Don Seymour Director
John N. Spinney, Jr. Executive
Gabriel Sunshine Executive
Nancy Zimmerman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Dms House, 20 Genesis Close Grand Cayman
George Town, E9, KY1-1108