Form D · Other Banking and Financial Services
Assabet Valley Bancorp
Hudson, MA · CIK 0001715722
Offering snapshot reported May 25, 2022 · SEC filing
- Reported sold
- $28M Offering amount: $28M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 17, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 25, 2022 | Initial | $28,000,000 | No comparison | 22 | SEC filing |
| Aug 29, 2017 | Initial | $25,000,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $593K
- Finders' fees
- $0
- Form D file number
- 021-446909
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed May 25, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Danielle Avery | Executive |
| James Ball | Director |
| Paul Blazar | Director |
| Nancy M. Carlson | Director |
| Benjamin Colonero | Director |
| Benjamin H. Colonero, Jr. | Director |
| Robert Conery | Executive |
| Gerald Curley | Executive |
| Neil Flanigan | Director |
| Carol Gallagher | Director |
| Michael Girard | Director |
| Joseph Grimaldo | Director |
| Lona Lamson | Director |
| Jeffrey Leland | Director |
| Arthur E. Lemire | Director |
| Joseph F. Mac Donough | Director |
| Paul F. Mc Grath | Director |
| Michael Murphy | Director |
| Bartholomew Murphy, Jr. | Executive |
| Mark O'connell | Director, Executive |
| Brian Parker | Director |
| Phyllis A. Stone | Director |
| Margaret Sullivan | Executive |
| Nicholas Zayka | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
42 Main Street
Hudson, MA, 01749
Hudson, MA, 01749