Form D · Venture Capital Fund

Aspenwood II, L.P.

San Francisco, CA · CIK 0001995397

Offering snapshot reported Nov 13, 2024 · SEC filing

Reported sold: $53.4M
Investors reported: 80
Minimum accepted: $0
First sale: Nov 14, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 80

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 13, 2024	Amendment	$53,375,000	No comparison	80	SEC filing
Nov 13, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $60K
Form D file number: 021-497097

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mark Wayne Moorberg	1362613	Siena Global Securities, LLC · CRD 156467

Source: Form D, filed Nov 13, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASPENWOOD II, LP

Investment adviser: HWVP MANAGEMENT COMPANY, L.L.C.

Gross asset value: $63.7M
Beneficial owners: 97
ADV minimum commitment: $50K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Custodian STIFEL BANK ST. LOUIS, Missouri, United States Related to adviser: No

Marketer SIENA GLOBAL SECURITIES, LLC MILL VALLEY, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

STIFEL BANK
LEI JY55GUVP9NLVWS4QEU0

SIENA GLOBAL SECURITIES, LLC
CRD 156467 · SEC 8-68797

Filing source

Form ADV 2083149 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-9071484233

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aspenwood Ii Gp, Llc	Director
Steve Kishi	Director
Lars Leckie	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

338 Spear St., Suite 42 E
San Francisco, CA, 94105