Form D · Other Technology
Riot Blockchain, Inc.
Castle Rock, CO · CIK 0001167419
Offering snapshot reported Feb 12, 2019 · SEC filing
- Reported sold
- $7.06M Offering amount: $7.06M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 28, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2019 | Initial | $7,060,132 | No comparison | 3 | SEC filing |
| Dec 27, 2017 | Initial | $37,037,528 | No comparison | 32 | SEC filing |
| Mar 22, 2017 | Initial | $2,250,000 | No comparison | 6 | SEC filing |
| Mar 22, 2017 | Initial | $4,750,000 | No comparison | 10 | SEC filing |
| Sep 15, 2016 | Initial | $1,950,000 | No comparison | 17 | SEC filing |
| Jan 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 25, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 20, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-332699
Total Amount Sold includes $3,701,799.36 of exercisable warrants to purchase shares of our common stock at the exercise price of $1.94 per share. Which may not be exercised until after 7/28/2019.
Source: Form D, filed Feb 12, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael M. Beeghley | Director |
| Rob Chang | Executive |
| Mike T. Dai | Director |
| Susan A. Evans | Director |
| Daryl J. Faulkner | Director |
| Andrew Kaplan | Director |
| Jason Les | Executive |
| Stephen T. Lundy | Director, Executive |
| Remo Mancini | Executive |
| Jeffrey G. Mc Gonegal | Executive |
| John R. O'rourke | Director, Executive |
| Gail S. Schoettler | Director |
| Eric So | Director |
| David E. Welch | Director |
| Stephen A. Williams | Director |
| Benjamin Yi | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
202 6 Th Street, Suite 401
Castle Rock, CO, 80104
Castle Rock, CO, 80104