Form D · Other
Aspen University, Inc.
Denver, CO · CIK 0001462234
Offering snapshot reported Oct 6, 2011 · SEC filing
- Reported sold
- $1.7M Offering amount: $2M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 29, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2011 | Initial | $1,700,000 | No comparison | 7 | SEC filing |
| Jun 6, 2011 | Initial | $237,750 | No comparison | 6 | SEC filing |
| Mar 23, 2011 | Initial | $190,000 | No comparison | 7 | SEC filing |
| Jun 16, 2009 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 22, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $56K
- Finders' fees
- $0
- Form D file number
- 021-166863
The offering has terminated
Broker is to be paid a cash fee equal to 8% of gross proceeds from the lead investors introduced by broker. In addition, broker is to be paid warrants to purchase common stock equal to 8% of gross proceeds from the lead investors introduced by broker.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Olympus Securities | 114050 |
Source: Form D, filed Oct 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jerry Alley | Executive |
| Betty Bednarski | Executive |
| Michael D'anton | Director |
| David Garrity | Executive |
| C. James Jensen | Director |
| Steve Karl | Executive |
| Michael Mathews | Director, Executive |
| David Pasi | Director |
| Brad Powers | Executive |
| John Scheibelhoffer | Director |
| Paul Schneier | Director |
| Patrick Spada | Director, Promoter |
| David Weaver | Director |
Issuer details
Industry: Other (See others in industry)
Address:
720 S. Colorado Boulevard Suite 1150 N
Denver, CO, 80246
Denver, CO, 80246