Form D · Other Investment Fund
Aspen Growth IV, LLC
Overland Park, KS · CIK 0001792592
Offering snapshot reported Oct 31, 2019 · SEC filing
- Reported sold
- $250K Offering amount: $10M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Oct 9, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2019 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Debt, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-352316
THE ISSUER HAS THE OPTION TO USE A BROKER-DEALER IF IT DESIRES. NONE HAVE BEEN ENGAGED TO DATE.
Source: Form D, filed Oct 31, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Aspen Properties Group, Llc | Director, Executive, Promoter |
| Robert Fraser | Director, Executive, Promoter |
| Ben Fraser | Executive |
| James Maffuccio | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5700 W. 112 Th Street, Suite 140
Overland Park, KS, 66211
Overland Park, KS, 66211