Form D · Other
ASPEN GROUP, INC.
New York, NY · CIK 0001487198
Offering snapshot reported Mar 28, 2022 · SEC filing
- Reported sold
- $30M Offering amount: $30M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Mar 14, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 28, 2022 | Initial | $30,000,000 | No comparison | 2 | SEC filing |
| Mar 20, 2019 | Initial | $0 | No comparison | 2 | SEC filing |
| Dec 19, 2017 | Initial | $6,500,000 | No comparison | 1 | SEC filing |
| Apr 20, 2017 | Initial | $7,500,000 | No comparison | 14 | SEC filing |
| Sep 17, 2014 | Amendment | $5,397,825 | $3,766,325vs Aug 11, 2014 | 19 | SEC filing |
| Aug 11, 2014 | Initial | $1,631,500 | No comparison | 7 | SEC filing |
| Oct 8, 2013 | Initial | $2,240,000 | No comparison | 1 | SEC filing |
| Apr 30, 2013 | Initial | $600,328 | No comparison | 17 | SEC filing |
| Mar 15, 2013 | Amendment | $4,037,000 | $1,280,000vs Oct 9, 2012 | 33 | SEC filing |
| Oct 9, 2012 | Initial | $2,757,000 | No comparison | 14 | SEC filing |
| Jun 15, 2012 | Amendment | $1,594,000 | $1,444,000vs Mar 27, 2012 | 39 | SEC filing |
| May 25, 2012 | Amendment | $1,231,000 | $1,081,000vs Mar 27, 2012 | 29 | SEC filing |
| Mar 27, 2012 | Initial | $150,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-439312
$10,000,000 in convertible notes due March 14, 2027, pays interest monthly of 12% per annum and are convertible into common stock at $1.00 per share. $20,000,000 in revolving notes with monthly interest payments of 12% per annum on amounts borrowed.
Source: Form D, filed Mar 28, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Alessi | Executive |
| Cheri St. Arnauld | Executive |
| Frank Cotroneo | Director |
| Michael D'anton | Director |
| Norman Dicks | Director |
| David Garrity | Executive |
| Janet Gill | Executive |
| James Jensen | Director |
| C. James Jensen | Director |
| Andy Kaplan | Director |
| Andrew Kaplan | Director |
| Douglas Kass | Director |
| Michael Koehneman | Director |
| Matthew La Vay | Executive |
| Malcolm Mac Lean Iv | Director |
| Malcolm F. Mac Lean, Iv | Director, Executive |
| Michael Mathews | Director, Executive |
| Michael Matte | Executive |
| Anne Mc Namara | Executive |
| David Pasi | Director |
| Brad Powers | Executive |
| Joan Prince | Director |
| Sanford Rich | Director |
| John Scheibelhoffer | Director |
| Paul Schneier | Director |
| Joseph Sevely | Executive |
| Angela Siegel | Executive |
| Rick Solomon | Director |
| Ricky Solomon | Director |
| Cheri St. Arnauld | Executive |
| Gerard Wendolowski | Executive |
| Gerald Williams | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
276 Fifth Avenue Suite 505
New York, NY, 10001
New York, NY, 10001