Form D · Hedge Fund

Aspect US HedgeFocus Fund LP

New York, NY · CIK 0001571024

Offering snapshot reported Jun 18, 2020 · SEC filing

Reported sold
$29.5M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.7M$29.5MMar 21, 2013: $15,236,600.00Mar 21, 2013Sep 16, 2013: $16,898,600.00Sep 24, 2014: $18,033,600.00Sep 10, 2015: $29,458,600.00Apr 11, 2017: $29,458,600.00May 1, 2018: $29,458,600.00Jun 5, 2019: $29,458,600.00Jun 18, 2020: $29,458,600.00Jun 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 18, 2020Amendment$29,458,600$0vs Jun 5, 201949SEC filing
Jun 5, 2019Amendment$29,458,600$0vs May 1, 201849SEC filing
May 1, 2018Amendment$29,458,600$0vs Apr 11, 201749SEC filing
Apr 11, 2017Amendment$29,458,600$0vs Sep 10, 201549SEC filing
Sep 10, 2015Amendment$29,458,600$11,425,000vs Sep 24, 201449SEC filing
Sep 24, 2014Amendment$18,033,600$1,135,000vs Sep 16, 201326SEC filing
Sep 16, 2013Amendment$16,898,600$1,662,000vs Mar 21, 201326SEC filing
Mar 21, 2013Initial$15,236,600No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$256K (estimated)
Finders' fees
$0
Form D file number
021-193700

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816
iCapital Securities, LLC171061

Source: Form D, filed Jun 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASPECT US HEDGEFOCUS FUND, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$6.67M
Beneficial owners
15
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No
Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 185

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

Filing source

Form ADV 1514048 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-5719129412

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jaques Clough Director
N/A Credit Suisse (Cayman) Management Limited Promoter
N/A Credit Suisse Securities (Usa) Llc Executive
Eileen Duff Director
N/A Hedge Focus Cayman Gp Ltd. Promoter
N/A I Capital Securities, Llc Promoter
Michael Mc Vicker Executive
Peter Montgomery Director
Hugh M. Neuburger Executive
William Shaw Director
Charles Thomas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165