Form D · Other Investment Fund

Aspect Institutional Diversified Fund

George Town, Grand Cayman, E9 · CIK 0001605251

Offering snapshot reported May 3, 2019 · SEC filing

Reported sold
$34.4M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$99.6M$199MApr 11, 2014: $5,721,709.00Apr 11, 2014Apr 25, 2014: $38,562,131.00Mar 24, 2015: $97,022,856.00Jan 6, 2016: $111,872,856.00Dec 5, 2016: $199,209,594.00Feb 7, 2017: $185,593,070.00Feb 27, 2017: $27,091,274.00Mar 28, 2017: $27,107,086.00Jun 7, 2017: $27,499,757.00Aug 1, 2017: $30,978,245.00Sep 5, 2017: $31,349,907.00Nov 28, 2017: $32,022,554.00Feb 20, 2018: $33,943,344.00Apr 18, 2018: $33,943,344.00Jul 23, 2018: $34,374,501.00Oct 24, 2018: $34,400,060.00Feb 19, 2019: $34,427,073.00May 3, 2019: $34,445,606.00May 3, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,427,073 → $34,445,606

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 3, 2019Amendment$34,445,606$18,533vs Feb 19, 20198SEC filing
Feb 19, 2019Amendment$34,427,073$27,013vs Oct 24, 20188SEC filing
Oct 24, 2018Amendment$34,400,060$25,559vs Jul 23, 20188SEC filing
Jul 23, 2018Amendment$34,374,501$431,157vs Apr 18, 20188SEC filing
Apr 18, 2018Amendment$33,943,344$0vs Feb 20, 20188SEC filing
Feb 20, 2018Amendment$33,943,344$1,920,790vs Nov 28, 20178SEC filing
Nov 28, 2017Amendment$32,022,554$672,647vs Sep 5, 20178SEC filing
Sep 5, 2017Amendment$31,349,907$371,662vs Aug 1, 20178SEC filing
Aug 1, 2017Amendment$30,978,245$3,478,488vs Jun 7, 20178SEC filing
Jun 7, 2017Amendment$27,499,757$392,671vs Mar 28, 20178SEC filing
Mar 28, 2017Amendment$27,107,086$15,812vs Feb 27, 20177SEC filing
Feb 27, 2017Amendment$27,091,274-$158,501,796vs Feb 7, 20177SEC filing
Feb 7, 2017Amendment$185,593,070-$13,616,524vs Dec 5, 201619SEC filing
Dec 5, 2016Amendment$199,209,594$87,336,738vs Jan 6, 201614SEC filing
Jan 6, 2016Amendment$111,872,856$14,850,000vs Mar 24, 201512SEC filing
Mar 24, 2015Amendment$97,022,856$58,460,725vs Apr 25, 201411SEC filing
Apr 25, 2014Amendment$38,562,131$32,840,422vs Apr 11, 20146SEC filing
Apr 11, 2014Initial$5,721,709No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$184K
Finders' fees
$0
Form D file number
021-215424
Total amount sold only includes subscriptions from US investors since inception

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Agecroft Partners LLC139227
Raymond James & Associates, Inc.705
Raymond James Financial Services, Inc.6694

Source: Form D, filed May 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aspect Capital Limited Promoter
Kevin James Carter Director, Promoter
Richard Coles Director
Barney Dalton Director, Promoter
Jean Michel Fayolle Director, Promoter
Gavin Ferris Promoter
Julian Fletcher Director
Peter John Gibbs Director, Promoter
Jonathan Greenwold Director, Promoter
Pearse Griffith Director
Peter Heaps Director
Kenneth Hope Director, Promoter
Anna Hull Director, Promoter
Martin Lueck Director, Promoter
Rosemary Reynolds Director, Promoter
Simon Rockall Promoter
David Sargison Director
Anthony Todd Director, Promoter
John Wareham Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited South Church St. Box 309, Ugland House
George Town, Grand Cayman, E9, KY1-1104