Form D · Other Investment Fund
Aspect FuturesAccess LLC
New York, NY · CIK 0001309132
Offering snapshot reported Jan 30, 2018 · SEC filing
- Reported sold
- $511M Indefinite offering
- Investors reported
- 7,642 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$509,455,042 → $510,598,042
- Reported investors7,621 → 7,642
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2018 | Amendment | $510,598,042 | $1,143,000vs Jan 30, 2017 | 7,642 | SEC filing |
| Jan 30, 2017 | Amendment | $509,455,042 | $9,915,766vs Jan 29, 2016 | 7,621 | SEC filing |
| Jan 29, 2016 | Amendment | $499,539,276 | $2,972,571vs Oct 15, 2015 | 7,492 | SEC filing |
| Oct 15, 2015 | Amendment | $496,566,705 | $14,925,563vs Oct 15, 2014 | 7,444 | SEC filing |
| Oct 15, 2014 | Amendment | $481,641,142 | $5,960,249vs Oct 15, 2013 | 7,260 | SEC filing |
| Oct 15, 2013 | Amendment | $475,680,893 | $14,061,629vs Jan 10, 2013 | 7,153 | SEC filing |
| Jan 10, 2013 | Amendment | $461,619,264 | $55,097,324vs Mar 16, 2012 | 6,892 | SEC filing |
| Mar 16, 2012 | Amendment | $406,521,940 | $71,328,753vs Mar 30, 2011 | 5,931 | SEC filing |
| Mar 30, 2011 | Amendment | $335,193,187 | $26,015,454vs Mar 11, 2010 | 4,733 | SEC filing |
| Mar 11, 2010 | Amendment | $309,177,733 | No comparison | 4,366 | SEC filing |
| Apr 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $12.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-76305
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Director, Executive |
| Ninon B. Marapachi | Director, Executive |
| Jeff Mc Goey | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
| Brian Woldow | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281