Form D · Other Investment Fund

ASM Connaught House Fund III, LLC

Hong Kong, K3 · CIK 0001749617

Offering snapshot reported Aug 14, 2020 · SEC filing

Reported sold: $19.8M
Investors reported: 20
Minimum accepted: $0
First sale: Jul 31, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$10,523,172 → $19,780,780
Reported investors17 → 20

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 14, 2020	Amendment	$19,780,780	$9,257,608vs Aug 14, 2019	20	SEC filing
Aug 14, 2019	Amendment	$10,523,172	$5,393,921vs Aug 14, 2018	17	SEC filing
Aug 14, 2018	Initial	$5,129,251	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-319161

Sales commissions and finders' fees expenses are depending on the fees received by the GP which are based on the capital raised by the distributor.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Cresta Westhall LLP	164986

Source: Form D, filed Aug 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASM CONNAUGHT HOUSE FUND III, LLC

Investment adviser: ARGYLE STREET MANAGEMENT LIMITED

Gross asset value: $20.4M
Beneficial owners: 22
ADV minimum commitment: $5M

Reported in Form ADV on Jan 2, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Marketer CRESTA WESTHALL LLP LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1409

CRESTA WESTHALL LLP
CRD 164986 · SEC 8-69126

Filing source

Form ADV 2036421 · Jan 2, 2026 · Schedule D 7.B.(1), fund 805-7047853351

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ASM Connaught House Fund, LLC	Oct 17, 2014	$4,270,000	20
ASM Connaught House Fund II, LLC	Oct 13, 2016	Yet to sell	0
ASM Connaught House Fund III, LLC (this fund)	Aug 14, 2020	$19,780,780	20

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Argyle Street Management Limited	Executive, Promoter
Asm Connaught House General Partner Iii Limited	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Argyle Street Management Limited 601 St. George's Bldg., 2 Ice House St.
Hong Kong, K3, 00000