Form D · Other Investment Fund

ASJC Global LLC - Series 15

New York, NY · CIK 0001891133

Offering snapshot reported Feb 1, 2024 · SEC filing

Reported sold
$2.71M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 20, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.35M$2.71MOct 29, 2021: $2,389,200.00Oct 29, 2021Feb 1, 2023: $2,483,082.00Feb 1, 2023Feb 1, 2024: $2,706,978.00Feb 1, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,483,082 → $2,706,978
  • Reported investors10 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2024Amendment$2,706,978$223,896vs Feb 1, 202311SEC filing
Feb 1, 2023Amendment$2,483,082$93,882vs Oct 29, 202110SEC filing
Oct 29, 2021Initial$2,389,200No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-419185

Source: Form D, filed Feb 1, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASJC GLOBAL LLC - SERIES 15

Investment adviser: COHEN & COMPANY FINANCIAL MANAGEMENT, LLC

Gross asset value
$552K
Beneficial owners
11
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARTEX FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLC PHILADELPHIA, Pennsylvania, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian WATERMILL INSTITUTIONAL TRADING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLC
PCAOB 248

RBC CAPITAL MARKETS, LLC
SEC 8-45411

WATERMILL INSTITUTIONAL TRADING LLC
SEC 8-68311

Filing source

Form ADV 1830229 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-9531781259

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Asjc Global Management Llc Executive, Promoter
Cohen & Company Financial Management, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3 Columbus Circle 24 Th Floor
New York, NY, 10019