Form D · Other Investment Fund

ASI Opportunity Fund I, LP

Boston, MA · CIK 0001554509

Offering snapshot reported Sep 13, 2012 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2012AmendmentYet to sellNo comparison3SEC filing
Jul 20, 2012AmendmentYet to sellNo comparison0SEC filing
Jul 19, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-181520

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Gar Wood Securities, LLC138033

Source: Form D, filed Sep 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASI OPPORTUNITY FUND I, L.P.

Investment adviser: ARTIS ADVISORS, LLC

Gross asset value
$12.2M
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on May 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MICHAEL COGLIANESE CPA, P.C. BLOOMINGDALE, Illinois, United States
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Marketer GAR WOOD SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

NEWEDGE USA, LLC
SEC 8-47023

GAR WOOD SECURITIES, LLC
CRD 138033 · SEC 8-67143

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 727930 · May 14, 2013 · Schedule D 7.B.(1), fund 805-3526972018

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Saro Picciotto Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Boston Place 41 St Street
Boston, MA, 02108