Form D · Other Investment Fund
ASI Capital, LLC
Colorado Springs, CO · CIK 0001548852
Offering snapshot reported Aug 3, 2015 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Mar 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,130,791 → $3,000,000
- Reported investors14 → 20
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 3, 2015 | Amendment | $3,000,000 | $869,209vs Mar 13, 2015 | 20 | SEC filing |
| Jul 14, 2015 | Initial | $7,618,936 | No comparison | 79 | SEC filing |
| Jul 14, 2015 | Amendment | $4,994,489 | -$4,547,502vs Mar 3, 2014 | 52 | SEC filing |
| Mar 13, 2015 | Initial | $2,130,791 | No comparison | 14 | SEC filing |
| Mar 3, 2014 | Amendment | $9,541,991 | $5,230,939vs Jan 10, 2013 | 107 | SEC filing |
| Jan 10, 2013 | Amendment | $4,311,052 | $3,703,052vs May 8, 2012 | 43 | SEC filing |
| May 8, 2012 | Initial | $608,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-235897
Company sold more than the initial total offering amount by more than 10%
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Aug 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris D. Abeyta | Executive, Promoter |
| Clem M. Borkowski | Executive, Promoter |
| Carl Hatton | Executive |
| Sean A. Hawkins | Executive, Promoter |
| Joseph P. Schiff | Promoter |
| Bill J. Walton | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Colorado Springs, CO, 80920