Form D · Other Investment Fund
ASI Capital Income Fund, LLC
Colorado Springs, CO · CIK 0001646125
Offering snapshot reported Jan 4, 2017 · SEC filing
- Reported sold
- $10.4M Offering amount: $50M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 1, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 4, 2017 | Amendment | $10,360,600 | No comparison | 45 | SEC filing |
| Jul 10, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-243411
Updated sales from last year for amendment to PPM
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jan 4, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Clem M. Borkowski | Executive, Promoter |
| Sean A Hawkins | Executive, Promoter |
| Joseph P. Schiff | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
9475 Briar Village Point #220
Colorado Springs, CO, 80920
Colorado Springs, CO, 80920