Form D · Hedge Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Volatility-Managed Local Currency Bond Fund
Leudelange, N4 · CIK 0001769009
Offering snapshot reported Oct 5, 2022 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 22, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 26, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 14, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-334849
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION | 152920 |
Source: Form D, filed Oct 5, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve David | Director |
| John Gregory | Director |
| Stephen Hicks | Director |
| Claude Kremer | Director |
| Juraj Pekar | Director |
| Dennis Robertson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
10, Rue Du Chateau D'eau
Leudelange, N4, L-3364
Leudelange, N4, L-3364