Form D · Hedge Fund

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Short Duration Fund

Leudelange, N4 · CIK 0001765125

Offering snapshot reported Apr 29, 2025 · SEC filing

Reported sold: $47.5K
Investors reported: 4
Minimum accepted: $5K
First sale: Feb 27, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 29, 2025	Initial	$47,485	No comparison	4	SEC filing
Jul 22, 2024	Amendment	$44,821	-$14,577,044vs Oct 5, 2022	4	SEC filing
Oct 5, 2022	Amendment	$14,621,865	-$162,486,438vs Feb 22, 2021	21	SEC filing
Feb 22, 2021	Amendment	$177,108,303	-$1,126,602,844vs Feb 26, 2020	21	SEC filing
Feb 26, 2020	Amendment	$1,303,711,147	-$309,320,405vs Feb 21, 2019	26	SEC filing
Feb 21, 2019	Initial	$1,613,031,552	No comparison	23	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-544714

OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION	152920

Source: Form D, filed Apr 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE SICAV EM SHORT DURATION FUND

Investment adviser: ASHMORE INVESTMENT MANAGEMENT LTD

Gross asset value: $250M
Beneficial owners: 84
ADV minimum commitment: $1M

Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG S.A. LUXEMBOURG, Luxembourg

Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No

Marketer ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG S.A.
PCAOB 1367

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD 152920 · SEC 8-68490

Filing source

Form ADV 2131853 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-5199313967

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steve David	Director
John Gregory	Director
Stephen Hicks	Director
Matthew Hill	Director
Claude Kremer	Director
Isabelle Lebbe	Director
Juraj Pekar	Director
Dennis Robertson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10, Rue Du Chateau D'eau
Leudelange, N4, L-3364