Form D · Hedge Fund

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund

Leudelange, N4 · CIK 0001582482

Offering snapshot reported Oct 5, 2022 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jun 22, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$886K$1.77MSep 9, 2013: $1,772,799.00Sep 9, 2013Dec 8, 2014: $0.00Dec 11, 2015: $0.00Feb 2, 2017: $0.00Feb 27, 2018: $0.00Feb 21, 2019: $0.00Feb 26, 2020: $0.00Feb 22, 2021: $0.00Oct 5, 2022: $0.00Oct 5, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2022Amendment$0$0vs Feb 22, 20210SEC filing
Feb 22, 2021Amendment$0$0vs Feb 26, 20200SEC filing
Feb 26, 2020Amendment$0$0vs Feb 21, 20190SEC filing
Feb 21, 2019Amendment$0$0vs Feb 27, 20180SEC filing
Feb 27, 2018Amendment$0$0vs Feb 2, 20170SEC filing
Feb 2, 2017Amendment$0$0vs Dec 11, 20150SEC filing
Dec 11, 2015Amendment$0$0vs Dec 8, 20140SEC filing
Dec 8, 2014Amendment$0-$1,772,799vs Sep 9, 20130SEC filing
Sep 9, 2013Initial$1,772,799No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202544
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION152920

Source: Form D, filed Oct 5, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE SICAV EMERGING MARKETS LOCAL CURRENCY CORPORATE DEBT FUND

Investment adviser: ASHMORE INVESTMENT MANAGEMENT LTD

Gross asset value
$167M
Beneficial owners
84
ADV minimum commitment
$1M

Reported in Form ADV on May 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST LUXEMBOURG MANAGEMENT COMPANY LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG AUDIT LUXEMBOURG, Luxembourg
Custodian NORTHERN TRUST GLOBAL SERVICES LIMITED, LONDON (ROYAUME-UNI) LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 787669 · May 14, 2014 · Schedule D 7.B.(1), fund 805-3580213322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve David Director
John Gregory Director
Stephen Hicks Director
Steve Hicks Director
Claude Kremer Director
Michael Moody Director
Juraj Pekar Director
Dennis Robertson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10, Rue Du Chateau D'eau
Leudelange, N4, L-3364