Form D · Hedge Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund
Leudelange, N4 · CIK 0001582462
Offering snapshot reported Apr 29, 2025 · SEC filing
- Reported sold
- $260K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Mar 10, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2025 | Initial | $259,618 | No comparison | 1 | SEC filing |
| Jul 22, 2024 | Amendment | $41,551,483 | $41,201,675vs Oct 5, 2022 | 1 | SEC filing |
| Oct 5, 2022 | Amendment | $349,808 | $103,558vs Feb 22, 2021 | 1 | SEC filing |
| Feb 22, 2021 | Amendment | $246,250 | $76,448vs Feb 26, 2020 | 1 | SEC filing |
| Feb 26, 2020 | Amendment | $169,802 | $9,946vs Feb 21, 2019 | 1 | SEC filing |
| Feb 21, 2019 | Amendment | $159,856 | -$47,627vs Feb 27, 2018 | 1 | SEC filing |
| Feb 27, 2018 | Amendment | $207,483 | -$8,689,882vs Feb 2, 2017 | 1 | SEC filing |
| Feb 2, 2017 | Amendment | $8,897,365 | -$56,797,862vs Dec 11, 2015 | 3 | SEC filing |
| Dec 11, 2015 | Amendment | $65,695,227 | -$155,038,330vs Dec 8, 2014 | 7 | SEC filing |
| Dec 8, 2014 | Amendment | $220,733,557 | $220,639,046vs Sep 9, 2013 | 10 | SEC filing |
| Sep 9, 2013 | Initial | $94,511 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-544736
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION | 152920 |
Source: Form D, filed Apr 29, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ASHMORE SICAV EMERGING MARKETS GLOBAL SMALL-CAP EQUITY FUND
Investment adviser: ASHMORE INVESTMENT MANAGEMENT LTD
- Gross asset value
- $38.4M
- Beneficial owners
- 13
- ADV minimum commitment
- $1M
Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG S.A.
PCAOB 1367
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD 152920 · SEC 8-68490
Filing source
Form ADV 2131853 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-4483586153
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve David | Director |
| John Gregory | Director |
| Steve Hicks | Director |
| Stephen Hicks | Director |
| Matthew Hill | Director |
| Claude Kremer | Director |
| Isabelle Lebbe | Director |
| Michael Moody | Director |
| Juraj Pekar | Director |
| Dennis Robertson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Leudelange, N4, L-3364