Form D · Hedge Fund

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Equity Fund

Leudelange, N4 · CIK 0001603131

Offering snapshot reported Apr 29, 2025 · SEC filing

Reported sold
$1.74M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Mar 6, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2025Initial$1,740,832No comparison2SEC filing
Jul 22, 2024Amendment$1,358,271$1,358,271vs Oct 5, 20223SEC filing
Oct 5, 2022Amendment$0$0vs Feb 22, 20210SEC filing
Feb 22, 2021Amendment$0$0vs Feb 26, 20200SEC filing
Feb 26, 2020Amendment$0$0vs Feb 21, 20190SEC filing
Feb 21, 2019Amendment$0$0vs Feb 27, 20180SEC filing
Feb 27, 2018Amendment$0$0vs Feb 2, 20170SEC filing
Feb 2, 2017Amendment$0-$1,933,314vs Dec 11, 20150SEC filing
Dec 11, 2015Amendment$1,933,314-$26,376,024vs Dec 8, 20142SEC filing
Dec 8, 2014Amendment$28,309,338-$3,079,976vs Apr 16, 20143SEC filing
Apr 16, 2014Initial$31,389,314No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-544702
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION152920

Source: Form D, filed Apr 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE SICAV EMERGING MARKETS ACTIVE EQUITY FUND

Investment adviser: ASHMORE INVESTMENT MANAGEMENT LTD

Gross asset value
$24.5M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST LUXEMBOURG LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG S.A. LUXEMBOURG, Luxembourg
Custodian NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Related to adviser: No
Marketer ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG S.A.
PCAOB 1367

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD 152920 · SEC 8-68490

Filing source

Form ADV 2131853 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-7263229451

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve David Director
John Gregory Director
Stephen Hicks Director
Steve Hicks Director
Matthew Hill Director
Claude Kremer Director
Isabelle Lebbe Director
Juraj Pekar Director
Dennis Robertson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10, Rue Du Chateau D'eau
Leudelange, N4, L-3364