Form D · Hedge Fund

Ashmore Greater China Fixed Income Sub-Fund, a sub-fund of Ashmore Greater China Fund Ltd

St Peter Port, Y7 · CIK 0001566881

Offering snapshot reported Dec 8, 2014 · SEC filing

Reported sold
$30.6M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.6M$45.2MSep 9, 2013: $45,167,805.00Sep 9, 2013Dec 8, 2014: $30,577,676.00Dec 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,167,805 → $30,577,676
  • Reported investors2 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2014Amendment$30,577,676-$14,590,129vs Sep 9, 20131SEC filing
Sep 9, 2013Initial$45,167,805No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202533
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION152920

Source: Form D, filed Dec 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE GREATER CHINA FUND LIMITED-ASHMORE GREATER CHINA FIXED INCOME SUB-FUND

Investment adviser: ASHMORE INVESTMENT ADVISORS LIMITED

Gross asset value
$199K
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on May 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ST PETER PORT, Guernsey
Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1116261 · May 17, 2017 · Schedule D 7.B.(1), fund 805-9136988704

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nigel Carey Director
Steve Hicks Director
Vic Holmes Director
Mike Moody Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Trafalgar Court, Les Banques
St Peter Port, Y7, GY1 3QL