Form D · Hedge Fund

Ashmore Emerging Markets Corporate Private Debt Fund, SICAV-SIF

Luxembourg, N4 · CIK 0001609995

Offering snapshot reported Jun 13, 2014 · SEC filing

Reported sold: $2.66M
Investors reported: 3
Minimum accepted: $5M
First sale: Apr 11, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 13, 2014	Initial	$2,657,213	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-219130

OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION	152920

Source: Form D, filed Jun 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE EMERGING MARKETS CORPORATE PRIVATE DEBT FUND, SICAV-SIF

Investment adviser: ASHMORE INVESTMENT ADVISORS LIMITED

Gross asset value: $3.48M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Aug 19, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST LUXEMBOURG MANAGEMENT COMPANY S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LUXEMBOURG, SOCIETE COOPERATIVE LUXEMBOURG, Luxembourg

Custodian NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No

Marketer ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD 152920 · SEC 8-68490

Filing source

Form ADV 1560116 · Aug 19, 2021 · Schedule D 7.B.(1), fund 805-6105265702

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steve David	Director
Steve Hicks	Director
Claude Kremer	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Northern Trust Luxembourg Mgt Co Sa 2 Rue Albert Borschette
Luxembourg, N4, L1246