Form D · Other Investment Fund
Ashmore EM Active Equity Feeder Fund
George Town, Grand Cayman, E9 · CIK 0001793928
Offering snapshot reported Dec 21, 2022 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 22, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 2, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 31, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-356771
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION. HOWEVER, ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION | 152920 |
Source: Form D, filed Dec 21, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ashmore Investment Advisors Limited | Promoter |
| Stephen Hicks | Director |
| Sean Inggs | Director |
| Martin Lang | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Harbour Centre, 4 Th Floor, Po Box 61 Gt
George Town, Grand Cayman, E9, KY1-1102
George Town, Grand Cayman, E9, KY1-1102