Form D · Hedge Fund

Ashmore Asian Special Opportunities Fund Ltd

St Peter Port, Y7 · CIK 0001566880

Offering snapshot reported Feb 28, 2018 · SEC filing

Reported sold: $1.54K
Investors reported: 1
Minimum accepted: $5M
First sale: Nov 16, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,715 → $1,544

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2018	Amendment	$1,544	-$171vs Feb 2, 2017	1	SEC filing
Feb 2, 2017	Amendment	$1,715	-$990vs Jan 12, 2016	1	SEC filing
Jan 12, 2016	Amendment	$2,705	-$8,561,853vs Dec 8, 2014	1	SEC filing
Dec 8, 2014	Amendment	$8,564,558	$8,529,216vs Sep 9, 2013	1	SEC filing
Sep 9, 2013	Initial	$35,342	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-202539

Source: Form D, filed Feb 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHMORE ASIAN SPECIAL OPPORTUNITIES FUND LIMITED

Investment adviser: ASHMORE INVESTMENT MANAGEMENT LTD

Gross asset value: $62K
Beneficial owners: 15
ADV minimum commitment: $5M

Reported in Form ADV on Sep 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG ST PETER PORT, Guernsey

Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1345706 · Sep 30, 2019 · Schedule D 7.B.(1), fund 805-8675608993

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nigel Carey	Director
Steve Hicks	Director
Vic Holmes	Director
Mike Moody	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Trafalgar Court, Les Banques
St Peter Port, Y7, GY1 3QL