Form D · Other Investment Fund

Ashburton Investments SICAV - India Fixed Income Opportunities Fund

Luxembourg, N4 · CIK 0001618543

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold: $700K
Investors reported: 2
Minimum accepted: $10K
First sale: Oct 20, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 7, 2019	Amendment	$700,000	$0vs Nov 7, 2018	2	SEC filing
Nov 7, 2018	Amendment	$700,000	$500,000vs Nov 7, 2017	2	SEC filing
Nov 7, 2017	Initial	$200,000	No comparison	1	SEC filing
Oct 3, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-298216

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHBURTON INVESTMENTS SICAV - INDIA FIXED INCOME OPPORTUNITIES FUND

Investment adviser: ASHBURTON (JERSEY) LIMITED

Gross asset value: $18.4M
Beneficial owners: 41
ADV minimum commitment: $10K

Reported in Form ADV on Aug 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LUXEMBOURG, Luxembourg

Custodian STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer FIRSTRAND UK LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 1342831 · Aug 29, 2019 · Schedule D 7.B.(1), fund 805-2107208314

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Ashburton (Jersey) Ltd	Promoter
Peter A. Bourne	Director
Boshoff C. Grobler	Director
Claude J. Kremer	Director
Thierry P. Logier	Director
Jeffrey B. Mc Carthy	Director
Paul W. O'toole	Director
Nicholas J. Taylor	Director
Anthony S. Wilshin	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

49 Avenue J.F. Kennedy
Luxembourg, N4, L-1855