Form D · Other Investment Fund

Ashburton Investments SICAV - India Equity Opportunities Fund

Luxembourg, N4 · CIK 0001618541

Offering snapshot reported Oct 3, 2014 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $10K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-225750

Source: Form D, filed Oct 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHBURTON INVESTMENTS SICAV - INDIAN EQUITY OPPORTUNITIES FUND

Investment adviser: ASHBURTON (JERSEY) LIMITED

Gross asset value: $123M
Beneficial owners: 187
ADV minimum commitment: $10K

Reported in Form ADV on Nov 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LUXEMBOURG, Luxembourg

Custodian STATE STREET BANK LUXEMBOURG S.C.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer ASHBURTON (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 1145704 · Nov 6, 2017 · Schedule D 7.B.(1), fund 805-6546964135

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Ashburton (Jersey) Ltd	Promoter
Peter A. Bourne	Director
Boshoff C. Grobler	Director
Claude J. Kremer	Director
Thierry P. Logier	Director
Nicholas J. Taylor	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

49 Avenue J.F. Kennedy
Luxembourg, N4, L-1855