Form D · Private Equity Fund

ASF IX Private Investors, LLC

New York, NY · CIK 0001974643

Offering snapshot reported Oct 12, 2023 · SEC filing

Reported sold
$1.07B
Indefinite offering
Investors reported
1,162
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 10, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$534M$1.07BMay 24, 2023: $700,360,000.00May 24, 2023Jun 14, 2023: $830,145,000.00Jul 19, 2023: $920,870,000.00Jul 19, 2023Oct 12, 2023: $1,067,570,000.00Oct 12, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$920,870,000 → $1,067,570,000
  • Reported investors933 → 1,162

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2023Amendment$1,067,570,000$146,700,000vs Jul 19, 20231,162SEC filing
Jul 19, 2023Amendment$920,870,000$90,725,000vs Jun 14, 2023933SEC filing
Jun 14, 2023Amendment$830,145,000$129,785,000vs May 24, 2023824SEC filing
May 24, 2023Initial$700,360,000No comparison681SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$12.8M (estimated)
Finders' fees
$0
Form D file number
021-482524

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneJ.P. Morgan Securities LLC · CRD 079

Source: Form D, filed Oct 12, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Darren Gorman Director
None J.P. Morgan Private Investments Inc. Executive, Promoter
Martin Vogel Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O J.P. Morgan Private Investments Inc. 383 Madison Avenue
New York, NY, 10179