Form D · Other Health Care

AseptiScope, Inc.

San Diego, CA · CIK 0001732367

Offering snapshot reported Jan 7, 2021 · SEC filing

Reported sold
$8.05M
Offering amount: $8.74M
Investors reported
103
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 7, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.03M$8.05MMay 20, 2020: $4,225,614.00May 20, 2020Jun 10, 2020: $4,800,613.00Jan 7, 2021: $8,051,099.00Jan 7, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,800,613 → $8,051,099
  • Reported investors77 → 103

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2021Amendment$8,051,099$3,250,486vs Jun 10, 2020103SEC filing
Jun 10, 2020Amendment$4,800,613$574,999vs May 20, 202077SEC filing
May 20, 2020Initial$4,225,614No comparison69SEC filing
Apr 20, 2020Amendment$595,000$365,000vs Mar 27, 202017SEC filing
Mar 27, 2020Initial$230,000No comparison6SEC filing
Jan 9, 2020Amendment$1,442,500$1,277,500vs Feb 26, 201842SEC filing
Feb 26, 2018Initial$165,000No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$405K (estimated)
Finders' fees
$0
Form D file number
021-367400
Total amount sold includes $5,815,482.16 of new cash and $2,235,617.79 of cancellation of indebtedness.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arcadia Securities, LLC44656

Source: Form D, filed Jan 7, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott W. Mader Director, Executive
Alan S. Maisel, Md Director, Executive
William Frank Peacock, Md Director, Executive
Kelly M. Powers Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
4061 Stephens Street
San Diego, CA, 92103