Form D · Other
ASEPTIA, INC.
Raleigh, NC · CIK 0001519954
Offering snapshot reported Mar 7, 2014 · SEC filing
- Reported sold
- $28M Offering amount: $30.5M
- Investors reported
- 39 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 25, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$16,377,219 → $28,003,029
- Reported investors36 → 39
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2014 | Amendment | $28,003,029 | $11,625,810vs Dec 3, 2013 | 39 | SEC filing |
| Dec 3, 2013 | Amendment | $16,377,219 | $5,702,214vs Jun 20, 2013 | 36 | SEC filing |
| Jun 20, 2013 | Amendment | $10,675,005 | $4,891,577vs Mar 6, 2013 | 29 | SEC filing |
| Mar 6, 2013 | Initial | $5,783,428 | No comparison | 27 | SEC filing |
| Mar 13, 2012 | Amendment | $8,074,536 | $2,694,330vs Jan 12, 2012 | 23 | SEC filing |
| Jan 12, 2012 | Initial | $5,380,206 | No comparison | 13 | SEC filing |
| May 19, 2011 | Initial | $1,155,002 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-192830
Source: Form D, filed Mar 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| H. Glenn Bagwell, Jr. | Director |
| Nicholas Patrick Crabtree | Director |
| J. Michael Drozd | Director, Executive |
| Michael Druga | Executive |
| David Griest | Director |
| Worth Harris | Director |
| Peter Onstott | Executive |
| Janis Studer | Executive |
| Merrette Moore W. | Director |
| Aleksandar Zorovic | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
723 West Johnson Street
Raleigh, NC, 27602
Raleigh, NC, 27602