Form D · Other Energy

Asemblon inc

Redmond, WA · CIK 0001334382

Offering snapshot reported Apr 21, 2010 · SEC filing

Reported sold
$684K
Offering amount: $804K
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$342K$684KSep 4, 2009: $386,000.00Sep 4, 2009Apr 21, 2010: $684,000.00Apr 21, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$386,000 → $684,000
  • Reported investors9 → 16

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2010Amendment$684,000$298,000vs Sep 4, 200916SEC filing
Sep 4, 2009Initial$386,000No comparison9SEC filing
Jan 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jul 6, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Jul 25, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-79562
Increased offering by $304,000 to provide for the issuance of up to $804,000 of convertible bridge notes; each investor was issued a five-year warrant to purchase shares of common stock equal to 100% of the note divided by $2.00.

Source: Form D, filed Apr 21, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marshall Auerback Director
Cheryl Cromer Director, Executive
Gerald Knudson Director
Gordon Kuenster Director
Patrick A Quarles Director, Executive
Michael D Ramage Director, Executive

Issuer details

Industry: Other Energy (See others in industry)

Address:
15340 Ne 92 Nd Street Suite B
Redmond, WA, 98052