Form D · Other Investment Fund

Ascribe Opportunities Fund IV, L.P.

New York, NY · CIK 0001712556

Offering snapshot reported Nov 6, 2018 · SEC filing

Reported sold
$713M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$357M$713MAug 1, 2017Nov 7, 2017: $398,669,663.00Nov 7, 2017Nov 6, 2018: $713,300,562.00Nov 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$398,669,663 → $713,300,562
  • Reported investors35 → 53

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 6, 2018Amendment$713,300,562$314,630,899vs Nov 7, 201753SEC filing
Nov 7, 2017Amendment$398,669,663No comparison35SEC filing
Aug 1, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported

Source: Form D, filed Nov 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BIRCH GROVE OPPORTUNITIES FUND, L.P.

Investment adviser: THIRD POINT LLC

Gross asset value
$782M
Beneficial owners
61
ADV minimum commitment
$5M

Reported in Form ADV on May 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAPLES FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN CHASE BANK, N.A.
LEI 984500653R409CC5AB28

Filing source

Form ADV 2102751 · May 1, 2026 · Schedule D 7.B.(1), fund 805-8057798310

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence A. First Executive
Michael G. Fisch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
299 Park Avenue, 34 Th Floor
New York, NY, 10171-8000