Form D · Other
Asciano Ltd
Melbourne, Victoria, C3 · CIK 0001469014
Offering snapshot reported Jul 27, 2009 · SEC filing
- Reported sold
- $4.02M Offering amount: $4.02M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 16, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2009 | Initial | $4,018,271 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $90.4K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Assumes exchange rate of A$1.00 = US$0.8066 (A$4,981,739 converted on June 30, 2009)
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ABN AMRO Incorporated | 15776 | |
| UBS Securities LLC | 7654 |
Source: Form D, filed Jul 27, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Vicki Lee Allen | Director |
| John Atkin | Director |
| Chris Barlow | Director |
| Michael John Britton | Director |
| Saul Cannon | Executive |
| Peter George | Director |
| David Roko Grbin | Director |
| Adrian Bartholomew Lucchese | Executive |
| Peter Mc Gregor | Executive |
| Fiona Mead | Executive |
| Tim Poole | Director |
| Mark Rowsthorn | Director |
| Don Telford | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Level 6, 380 St Kilda Road
Melbourne, Victoria, C3, 3004
Melbourne, Victoria, C3, 3004