Form D · Other Banking and Financial Services

Ascentium Capital LLC

Seattle, WA · CIK 0001525600

Offering snapshot reported Aug 15, 2012 · SEC filing

Reported sold
$802K
Offering amount: $4.42M
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$401K$802KJul 17, 2012: $301,857.00Jul 17, 2012Aug 15, 2012: $801,857.00Aug 15, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$301,857 → $801,857
  • Reported investors4 → 10

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 15, 2012Amendment$801,857$500,000vs Jul 17, 201210SEC filing
Jul 17, 2012Initial$301,857No comparison4SEC filing
Aug 10, 2011Initial$60,751,000No comparison20SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181390
The offering is now closed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Aug 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Baccaro Executive
Bryan Barrett Director
Joel Cappon Executive
Thomas J. Depping Director, Executive
Alexander D. Doroski Director
Sonny Lyles Executive
Thomas Geoffrey Mc Kay Director
David Pederson Executive
Bo Sturdivant Director
Robert Sturdivant Director
M. Bradley Wallace Director
Brad Wallace Director
Evan Wilkoff Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
505 Fifth Avenue South Suite 900
Seattle, WA, 98104